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Equity Dealer, Personal Financial Services in Singapore at UOB Group

Date Posted: 2/16/2018

Job Snapshot

Job Description

Functional area: Private Banking
Employment type: Full-time
Job Type: Permanent

Job Description:
Portfolio Penetration 
  • Penetrate new customers and deepening relationship with existing customers through Equity Trading Service (ETS)
    • Expand and provide product offerings together with the Product team to customers and allow them to consolidate more of their total assets/investments within UOB
    • Provide platform for customers to liquidate shares converted from an exercised ELSN/SN, and/or to buy shares to participate in a Covered Call
Risk Management and Controls
  • To be vigilant and meticulous relating to ETS transactions ie:
    • Execution,
    • Order taking
    • Documentation/Reconciliation
  • Observe dealing standards and control measures: 
    • Observe and adhere to trading limits of dealers
    • To adhere to internal pricing guidelines with regards to ETS transactions
    • To be clear on all governance and conduct of the ETS business so as to contribute towards satisfactory Wealth Management and Sales & Distribution audit results
  • On-going review and monitoring of process and operation functions of the platform to ensure efficiency and mitigate any operational losses 
  • to work closely with business support, system support, risk management and product manager to ensure platform is run efficiently

Job Requirement:
  • Gradudate with 2 to 3 years of dealing experience - preferably in equity
  • Able to analyze business process gaps and establish requirements for filling the gaps
  • Strong communication and presentation skills.
  • Able to operate well in a team environment and also work independently