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VP/AVP/MGR, Business Assurance & Control, Business Management, Global Markets in Singapore at UOB Group

Date Posted: 1/10/2019

Job Snapshot

  • Employee Type:
  • Location:
  • Job Type:
  • Experience:
    At least 7 year(s)
  • Date Posted:

Job Description

Functional area: Grp GM - Business Management Singapore
Employment type: Full-time
Job Type: Permanent

Job responsibilities:
  • Manage regulatory and operational risk for Global Markets segment
  • Conduct annual operational risk self-assessment for Global Markets divisions – identify key risks and perform required control testing, highlight control gaps and propose action plans
  • Facilitate internal audits and compliance reviews on Global Markets
  • Handle queries and provide guidance to Front Office on compliance and governance issues, such as conflict of interest and personal trading
  • Ensure dealers’ adherence to regulatory requirements, through conducting new dealer briefings, and monitoring completion of required papers, e-learnings and training hours
  • Collate information for periodic MAS requests and during MAS inspections
Job requirements:
  • University Degree with 3 – 7 years’ relevant working experience in Assurance / Compliance / Operational Risk function in a financial institution
  • Familiar with Treasury business, and good understanding of Treasury-related products and processes
  • Strong conceptual knowledge of risk and controls
  • Strong communication skills to manage various stakeholders
  • Ability to multitask and be meticulous
  • Team player who can provide strong support and suggestions
  • Ability to work under pressure and deadlines
  • Advanced skills in Microsoft Excel, Word and PowerPoint